Stock Broker Contract Form Letter

If you want to take a chance on stocks and bonds to make your trading easier you would have a stock broker. The way it works is he helps you to make your money grow by purchasing shares of stocks and bonds in your behalf. He is intune with the market and knows what is a good buy for your money. He is up to date on what is going on in the stock market world and does a lot of research and can advise you the best ways to invest your money. For his help he gets a percentage of the profit that you make.

To use this free Stock Broker Contract form letter, copy the letter text and paste it into your word processor of choice. Fill in the banks and print it out and sign.

stock broker contract form letter

Stock Broker Contract Form Letter

 

This agreement dated __________(1)___________, is made By and Between ___________(2)____________, whose address is ____________(3)______________, referred to as "Owner", AND ____________(4)_________, whose address is ________(5)__________, referred to as "Broker."

1. Employment of Broker. Owner authorizes the broker to act on Owner's behalf and as attorney-in-fact to buy, sell and trade in stocks, bonds and other securities and/or commodities and/or contracts relating to the same on margin or otherwise for Owner's account and at his risk in his name.

2. Term of Contract. This contract shall remain effective until it is revoked by either party on written notice to each other. Such revocation shall not affect any liability with respect to transactions which have been initiated prior to the revocation.

3. Compensation. Owner agrees to compensate the broker for the services rendered in accordance with this contract as follows: [indicate rate of compensation and how determined].

4. Who is Bound. This contract shall be binding upon and for the benefit of the parties hereto including their successors and assignees.

5. Complete Agreement. This contract supersedes all prior agreements and understandings between the parties, it may not be modified, changed or altered by any of the parties without a further written contract signed by both parties.

6. Signatures. Both the Broker and Owner agree to the above.

Witnessed or Attested by:

____________(6)_________________ _____________(7)______________ "OWNER"

____________(6)_________________ ____________(8)______________ "BROKER"

____________

PLEASE NOTE:

The free legal forms and information displayed in this document is designed to provide you with an example that you can follow when creating your own business legal documents. As you know, local county, city and state laws vary. Therefore, it is recommend that you seek the professional legal counsel (from an attorney) before you enter into any legal binding contract or agreement. Hoover Web Design is not responsible for any liability that comes from the use of this free legal form.

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